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Enforcement and litigation under the Federal securities law, 1975

Author: Arthur F Mathews; Practising Law Institute.
Publisher: New York : Practising Law Institute, [1975]
Series: Corporate law and practice course handbook series, no. 168.
Edition/Format:   Print book : English
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Document Type: Book
All Authors / Contributors: Arthur F Mathews; Practising Law Institute.
OCLC Number: 1366527
Notes: "Prepared for distribution at the enforcement and litigation under the Federal securities laws workshop, February-March 1975.].
Pages 142-144 blank.
"B4-4524."
Description: 744 pages ; 22 cm.
Contents: 1. Private civil actions --
2. SEC investigations --
3. SEC administrative proceedings --
4. SEC civil injunctive actions and related civil and criminal contempt proceedings --
5. SEC criminal prosecutions --
SEC releases --
Practice in SEC investigatory and quasi-judicial proceedings / David Freedman, Jeffrey Allen Tew --
8. SEC division of trading and markets : detection, investigation and enforcement of selected practices that impair investor confidence in the capital markets / Ralph C. Ferrara --
9. Administrative proceedings under the Securities Exchange Act of 1934 / Theodore A. Levine, Ralph C. Ferrara, James J. Moylan --
10. The expanding responsibilities of attorneys in practice before the SEC : disciplinary proceedings under rule 2(e) of the Commission's rules of practice / Norman S. Johnson --
11. A look at the SEC's administrative practice / Ray Garrett, Jr. --
12. SEC injunctive actions / Harvey L. Pitt, Jerry W. Markham --
13. Analysis of trends in equitable relief in SEC civil actions / Robert F. Watson --
14. Multiple defendants in securities law fraud cases : aiding and abetting, conspiracy, In Pari Delicto, indemnification, and contribution / David S. Ruder --
15. Aiding and abetting / David S. Ruder --
16. Due process and the securities laws : parallel proceedings involving SEC administrative proceedings, injunctive actions and criminal prosecutions / Milton S. Gould --
17. Report and recommendations of the special committee on rule 23 of the federal rules of civil procedure --
18. The SEC's enforcement program during 1973 / Arthur F. Mathews --
19. SEC enforcement in 1974 : despite criticism a vigorous, expanding program proceeds / Arthur F. Mathews --
20. The emerging responsibilities of the securities lawyer / A.A. Sommer, Jr. --
21. Professional responsibility and the securities laws / Ray Garrett, Jr. --
22. The Commission and the Bar : forty good years / A.A. Sommer, Jr. --
23. A Commission dilemma : directors' guidelines revisited / Ray Garrett, Jr. --
24. Directors and the federal securities laws / A.A. Sommer, Jr. --
25. Thoughts for the insurance company director / A.A. Sommer, Jr.
Series Title: Corporate law and practice course handbook series, no. 168.
Responsibility: Arthur F. Mathews, chairman.

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