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ERISA, securities laws, and banking regulation : effects on employee benefit plans, corporate sponsors, and investment managers

Author: Morton Klevan; Harvey L Pitt; Practising Law Institute.
Publisher: New York : Practising Law Institute, ©1978.
Series: Tax law and estate planning series.; Tax law and practice course handbook series, no. 122.
Edition/Format:   Print book : EnglishView all editions and formats
Summary:
"Prepared for distribution at the ERISA, securities laws, and banking regulation program, June-July 1978."
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Document Type: Book
All Authors / Contributors: Morton Klevan; Harvey L Pitt; Practising Law Institute.
OCLC Number: 4071592
Notes: "J4-3452."
"Prepared for distribution at the ERISA, securities laws, and banking regulation program, June-July 1978."
Description: 824 pages (pages 822-824 blank) ; 22 cm.
Contents: 1. Reporting and disclosure under ERISA / Ronald S. Rizzo --
2. Application of the federal securities laws to employee benefit plans / Robert Pozen --
3. Securities anti-fraud concepts and employee benefit plans / Walter V. Stafford --
4. Securities antifraud concepts and the employee benefit plan / Sidney Dickstein --
5. Advising pension plan clients until the Supreme Court rules in 'Daniel' / Walter V. Stafford --
6. Reporting of pension costs by corporate sponsors / Robert Pozen --
7. Conversion of plans : 'Usery v. Penn' and 'Usery v. Whatley / Thomas J. Bauch --
8. Employer securities and employer real property : problems and solutions under ERISA / Thomas J. Bauch --
9. Designing the plan : choice of investment policy ; choosing and changing investment managers / Ronald S. Rizzo --
10. Selected issues on the ERISA Prudent Man Rule, ERISA confiduciary liability, and indemnification and fiduciary insurance under ERISA / Robert A. Blum --
11. Role of the Section 3(38) investment manager / Robert E. Carlson --
12. Treatment of the investment company under ERISA / Matthew P. Fink --
13. ERISA prohibited transaction exemption 75-1 and distribution problems of the insurance industry / Burton M. Leibert, Joel Goldberg --
14. Section 28(e) of the Securities Exchange Act of 1934 / Robert Pozen --
15. Insurance companies / Daniel C. Knickerbocker --
16. Relationship of a bank's commercial side to trust side in dealing with plans : ERISA and securities law problems / Fred E. Seibert --
17. The bank as directed trustee ; investment in bank securities and real property / Stuart J. Offer --
18. Investing in real property of securities of the plan sponsor or the bank / Stephen M. Piga --
19. The ERISA Prudent Man Rule ; co-fiduciary liabilities / Mayer Siegel 20. Certain ERISA considerations for the corporate sponsor in connection with conversions from one type of plan to another and purchase and holding of employer securities and real property / Joseph E. Bachelder III.
Series Title: Tax law and estate planning series.; Tax law and practice course handbook series, no. 122.
Responsibility: Morton Klevan, Harvey L. Pitt, cochairmen.

Abstract:

"Prepared for distribution at the ERISA, securities laws, and banking regulation program, June-July 1978."

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