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Fundamentals of securities regulation

Author: Louis Loss; Joel Seligman
Publisher: New York : Aspen Publishers, ©2004.
Edition/Format:   Print book : English : 4th ed. [i.e. 5th ed.]View all editions and formats
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Previous editions : 2000 (4th) and 1983 (1st).
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Genre/Form: Reference works
Document Type: Book
All Authors / Contributors: Louis Loss; Joel Seligman
ISBN: 073554199X 9780735541993
OCLC Number: 53075313
Notes: T.p. states "4th ed.," spine and introductory note state "5th ed."
Description: xxxvi, 1602 pages ; 24 cm
Contents: 1. Background of the SEC statutes --
2. Federal regulation of the distribution of securities --
3. Coverage of the securities act of 1933: definitions and exemptions --
4. Protective committee reform: the trust indenture act of 1939 and SEC functions under the bankruptcy code --
5. "Control" concepts under the SEC statutes --
6. Registration and postregistration provisions of the 1934 act --
7. Regulation of the securities Markets --
8. Regulation of brokers, dealers, and investment advisers --
9. Fraud --
10. Manipulation --
11. Civil liability --
12. Government litigation --
13. SEC Administrative law --
14. Conflict of laws, procedural aspects, and "Globalizations."
Other Titles: Securities regulation
Responsibility: Louis Loss, Joel Seligman.

Abstract:

Previous editions : 2000 (4th) and 1983 (1st).

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