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Go where the money is; a guide to understanding and entering the securities business

by Lawrence R Rosen

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Even a high percentage of foreigners passed SEC, FINRA exams with this   (2011-03-30)


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by larrosen33

Go Where the Money IS will be indispensable to people who wish to prepare to take NASD (FINRA) and SEC examinations. It will also be extremely useful to bankers, brokers, registered representatives, and, indeed, anyone  who is interested in the stock market and how it works. One of the most important features oi the book is that it l contains over 500 multiple-choice questions and answers simiiar to those encountered on the NASD (FINRA) and SEC examinations. It also contains explanations of the latest legislation in the field of investment; detailed explanation ol corporations, proprietorships, partnerships, various investment instruments; corporate reporting tools; methods of analysis; Federal Reserve , System; mutual funds and the performance of over 500 of them; methods of trading stock; and much more.

Go Where the Money Is is in use in
university business courses and has
been used by many individuals as the
sole preparation material to pass the
NASD and SEC Registered Represen-
tative Qualification Examinations. By
correctly answering at toast 95% of
the end-of·chapter multiple choice
questions, one may enter the qualifica-
tion examinations with confidence of a
successful conclusion.

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