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Inspection report on the soft dollar practices of broker-dealers, investment advisers and mutual funds.

Author: United States. Securities and Exchange Commission. Office of Compliance Inspections and Examinations.
Publisher: [Washington, D.C.?] : Office of Compliance Inspections and Examinations, U.S. Securities & Exchange Commission, [1998]
Edition/Format:   Book   Microform : National government publication : Microfiche : EnglishView all editions and formats
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Material Type: Government publication, National government publication
Document Type: Book
All Authors / Contributors: United States. Securities and Exchange Commission. Office of Compliance Inspections and Examinations.
OCLC Number: 42652431
Notes: Cover title.
"September 22, 1998."
Shipping list no.: 99-0048-P.
Reproduction Notes: Microfiche. [Washington, D.C.?] : Supt. Docs/GPO, 1999. 1 microfiche : negative.
Description: 1 volume (various pagings) : illustrations ; 28 cm

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