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The law of securities regulation

Author: Thomas Lee Hazen
Publisher: St. Paul, Minn. : West Pub. Co., 1985.
Series: Hornbook series.
Edition/Format:   Print book : English : Student edView all editions and formats
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Additional Physical Format: Online version:
Hazen, Thomas Lee, 1947-
Law of securities regulation.
St. Paul, Minn. : West Pub. Co., 1985
(OCoLC)760199460
Document Type: Book
All Authors / Contributors: Thomas Lee Hazen
ISBN: 0314825851 9780314825858
OCLC Number: 10998065
Description: xxx, 739 pages ; 26 cm.
Contents: The basic coverage of the Securities Act --
Registration requirements of the Securities Act of 1933 --
The registration process --
Exemptions from 1933 Act registration --
The theory of sale: corporate recapitalizations, reorganizations and mergers of the 1933 Act --
Manipulation, stabilization and hot issues --
Liability under the Securities Act of 1933 --
State blue sky laws --Securities and Exchange Act of 1934: registration and reporting requirements --
Market regulation --
Shareholder suffrage; control contests; corporate takeovers --
Market manipulation, insider trading, and false SEC filings --
Implied private remedies --
Jurisdictional aspects --
The Public Utility Holding Company Act of 1935 --
Debt securities and protection of bondholders: the Trust Indenture Act of 1939 --
Federal regulation of investment companies: the Investment Company Act of 1940 --
Investment Advisers Act of 1940.
Series Title: Hornbook series.
Responsibility: by Thomas Lee Hazen.

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