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Older adults and financial advisers : senior designation risks and verification guidance

Author: Joanna Grove
Publisher: New York : Novinka, [2014] ©2014
Series: Aging issues, health and financial alternatives series.
Edition/Format:   eBook : Document : EnglishView all editions and formats
Summary:
The mission of the Consumer Financial Protection Bureau is to help financial markets work for consumers by making rules more effective, by consistently and fairly enforcing those rules, and by empowering consumers to take more control over their economic lives. In this book, the Bureau provides information on senior designations for financial advisers as well as recommendations for knowing your financial adviser.  Read more...
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Genre/Form: Electronic books
Additional Physical Format: Print version:
Older Adults and Financial Advisers
(OCoLC)866623251
Material Type: Document, Internet resource
Document Type: Internet Resource, Computer File
All Authors / Contributors: Joanna Grove
ISBN: 9781631170577 1631170570
OCLC Number: 871326881
Description: 1 online resource.
Contents: OLDER ADULTS AND FINANCIAL ADVISERS SENIOR DESIGNATION RISKS AND VERIFICATION GUIDANCE; OLDER ADULTS AND FINANCIAL ADVISERS SENIOR DESIGNATION RISKS AND VERIFICATION GUIDANCE; Library of Congress Cataloging-in-Publication Data; CONTENTS; PREFACE; Chapter 1 SENIOR DESIGNATIONS FOR FINANCIAL ADVISERS: REDUCING CONSUMER CONFUSION AND RISKS∗; EXECUTIVE SUMMARY; 1. INTRODUCTION; 2. BACKGROUND; 3. CHALLENGES AND CONCERNS FACING OLDER CONSUMERS; 4. CONFUSING CHARACTERISTICS OF SENIOR DESIGNATIONS; 5. CONSUMER PROTECTION CONCERNS REMAIN EVEN AFTER RECENT REGULATORY EFFORTS; 6. RECOMMENDATIONS CONCLUSIONAPPENDIX A.METHODOLOGY; APPENDIX B: SENIOR DESIGNATIONS TABLE; Chapter 2 KNOW YOUR FINANCIAL ADVISER∗; PROCEED WITH CAUTION; IS YOUR ADVISER REALLY AN EXPERT IN YOUR NEEDS?; IMPORTANT QUESTIONS; CAN YOU FILE A COMPLAINT IF YOU HAVE A PROBLEM WITH YOUR FINANCIAL ADVISER?; IS THE CREDENTIAL FROM AN ACCREDITED ORGANIZATION?; DO YOU KNOW HOW YOUR FINANCIAL ADVISER IS PAID?; IS YOUR FINANCIAL ADVISER WORKING IN YOUR BEST INTEREST?; HAVE YOU BEEN INVITED TO AN INVESTMENT SEMINAR?; CHECK YOUR ADVISER'S BACKGROUND; RESOURCES; INDEX
Series Title: Aging issues, health and financial alternatives series.
Responsibility: Joanna Grove, editor.

Abstract:

The mission of the Consumer Financial Protection Bureau is to help financial markets work for consumers by making rules more effective, by consistently and fairly enforcing those rules, and by empowering consumers to take more control over their economic lives. In this book, the Bureau provides information on senior designations for financial advisers as well as recommendations for knowing your financial adviser. The recommendations in this book seek to reduce consumer confusion and protect consumers by improving the dissemination of information and consumer education around senior designation.

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