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Rules and practice
|All Authors / Contributors:||
Abigail Arms; Practising Law Institute.
Prepared for distribution at the program of the same name held January 2005.
|Description:||2 volumes : illustrations, charts, forms ; 23 cm.|
|Contents:||Vol. 1 --
Overview and the view from the SEC and other developments affecting the preparation of annual disclosure documents, November 30, 2004 / Klaus Eppler --
Update on SEC disclosure related initiatives: SEC proposed rule: securities offerings reform, release nos. 33-8501, 34-50624, IC-26649, international series release no. 1282, file no. S7-38-04, November 3, 2004 --
Annual report disclosure: MD & A 2004, linchpin of SEC post-Enron disclosure reform / Abigail Arms, Ottilie L. Jarmel --
SEC hot topics, non-GAAP issues powerpoint presentation / Charles Berg --
Protecting forward-looking statements: the private securities litigation reform act of 1995 and other safeguards / Marc H. Folladori --
Management's discussion and analysis in SEC related documents / Isobel Jone --
Recent developments in the MD & A / Gary J. Simon, Thomas Gilroy --
Hot button accounting and accounting related matters: FAS 123R stock compensation, revenue recognition, FIN 46R, discontinued operations / Charles Berg --
Accounting for transactions/events: four questions business lawyers should ask / James G. Keane --
Quarterly reports and current reports: Memorandum: practical advice for complying with the new form 8-K requirements / Kevin Keogh --
Disclosure controls and internal controls over financial reporting: monograph / Charles Berg --
Disclosure policies: Regulation FD 2004 / Abigail Arms --
Sample disclosure forms / William L. Tolbert, Jr. --
Vol. 2 --
The audit committee, Pfizer inc. / Margaret M. Foran --
Del Monte Foods audit committee --
selected materials / Isobel Jones --
Audit committees inder Sarbanes Oxley and new commission and SRO rules / Gary J. Simon --
Audit commities powerpoint presentation / William L. Tolbert --
Auditor communications and obligations to the audit committee: Del Monte foods, statement of policy and procedures of the audit committee. pre-approval of engagements for the audit and non-audit services / Isobel Jones --
Recent SEC enforcement cases / Joan E. McKown, Merri Jo Gillette, Marc J. Fagel, Jennifer J. Lee --
Lawyers' responsibility under Sarbanes-Oxley: an issue-annotated version of the SOx rules for lawyer conduct, August 2004 / Simon M. Lorne --
Recent developments in the interpretation of the Sarbanes-Oxley act whistleblower provisions / Terry F. Moritz, David E. Morrison, Katharine E. Burdic --
Up the ladder and beyond: attorney conduct and reporting duties with respect to issuers, auditors and the commission under SEC implementing rules to the Sarbanes-Oxley act of 2002 / Terry F. Moritz, Robert M. Oberlies, Mazen Asbahi --
The proxy solicitation process / Robert M. Smith --
Corporate governance practices of the 100 largest U.S. companies / Abigail Arms --
Annual corporate governance review: annual meetins, shareholder initiatives and proxy contests 2004 / John C. Wilcox --
Shareholder proposals / Marc H. Folladori --
Code of ethics: thanks to SOx, you need COE for your CEO and CFO, MWorld, Summer 2003 / Kevin Keogh --
Sample code of ethics documents / Simon M. Lorne --
Executive compensation: the compensation committee, Pfizer inc / Margaret M. Foran --
Checklist of executive compensation issues for the 2005 proxy season / Edward Hauder --
Executive compensation issues powerpoint presentation / Edward Hauder --
Laws defining and regulating corporate insiders' compensation and conduct (including disclosure requirements), November 2004 / Sharon J. Hendricks --
Memorandum, stock trading plans under rule 10b5-1, pre-arranged periodic stock trading plans for company insiders who have frequent access to material nonpublic information / Sharon J. Hendricks --
Planning and cinducting the annual shareholders' meeting, November 1, 2004 / D. Craig Nordlund --
Drafting the form 10-K / Gary J. Simon, Thomas Gilroy, Katherine Jameson --
Drafting the proxy statement, November 22, 2004 / Klaus Eppler, Alice WJ Choi --
Sample proxy statement timeline/process map / James G. Keane --
The annual report to stockholders, November 1, 2004 / D. Craig Nordlund --
Additional materials: bases for the public company's year-end disclosure obligations, November 30, 2004 / Klaus Eppler --
Program schedule and faculty.
|Series Title:||Corporate law and practice course handbook series, no. B-1463-B-1464.|
|Responsibility:||co-chairs: Abigail Arms [and others].|
- Disclosure of information.
- United States. -- Securities and Exchange Commission -- Rules and practice.
- Financial statements.
- Financial disclosure.
- Corporation reports.
- Audit committees.
- Executives -- Salaries, etc.
- Corporate governance.
- United States. -- Sarbanes-Oxley Act of 2002.
- Corporations -- Accounting.
- Corporations -- Auditing -- Standards.
- Auditing, Internal.
- Disclosure in accounting.
- Insider trading in securities.
- Directors of corporations -- Salaries, etc.
- United States. -- Securities and Exchange Commission.
- Sarbanes-Oxley Act of 2002 (United States)