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Promoting Information in the Marketplace for Financial Services : Financial Market Regulation and International Standards

Author: Paul Latimer; Philipp Maume
Publisher: Cham, Switzerland : Springer, [2015] ©2015
Edition/Format:   Print book : Document   Computer File : EnglishView all editions and formats
Summary:
This book provides a unique comparative and global analysis of the regulation of disclosure in financial (securities) markets. It is written by two authors who represent both the new world (Australia) and the old world (Germany).℗ℓThe authors℗ℓpresent their research in the global business context, with legal and regulatory perspectives including some references from Africa, Asia, the Middle East and South America.  Read more...
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Additional Physical Format: Printed edition:
Material Type: Document, Internet resource
Document Type: Book, Computer File, Internet Resource
All Authors / Contributors: Paul Latimer; Philipp Maume
ISBN: 9783319094595 3319094599 3319094580 9783319094588
OCLC Number: 898582465
Description: 1 online resource
Contents: Chapter 1: Introduction? Promoting Information --
Chapter 2: Disclosure of Financial and Non-Financial Information in the Marketplace --
Chapter 3: How Should Financial Markets Be Regulated to Ensure That Information is Provided? --
Chapter 4: Promoting Information Under Broker/Client Rules at Common Law and in Equity --
Chapter 5: The Failure of Industry Licensing to Keep the Market Informed? Obligation to Provide Financial Services?Efficiently, Honestly and Fairly? --
Chapter 6: The Ability of the Commission to Achieve Disclosure in Financial Markets --
Chapter 7: Stock Exchanges and the Promotion of Information --
Chapter 8: Towards Principles-Based Regulation.
Responsibility: Paul Latimer, Philipp Maume.

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