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Regulation of international finance

Author: Philip Wood
Publisher: London : Sweet & Maxwell, 2007.
Series: Law and practice of international finance series, v. 7.
Edition/Format:   Print book : English : 1st edView all editions and formats
Summary:

This title covers the essentials of international finance with a very practical slant, providing the reader with a comparative overview of the law and practice in the key jurisdictions of the world.  Read more...

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Document Type: Book
All Authors / Contributors: Philip Wood
ISBN: 9781847032126 1847032125
OCLC Number: 166584884
Description: xxxiii, 761 pages ; 24 cm.
Contents: Introduction --
Scope and policies of financial regulation --
Historical background --
Comparison of regulatory regimes --
Country summaries: United Kingdom --
Country summaries: United States --
Summary: European Union Directives --
Other country summaries --
Authorisation of banks and securities firms --
Banks --
Securities firms --
Exchanges, listing and settlement systems --
Collective investment schemes --
Conduct of business --
Conflicts of interest --
Client assets, custodianship and trusts --
Prospectus requirements --
Prospectus liability: misrepresentation and non-disclosure --
Prospectus: due diligence and prospectus contents --
Market abuse --
Insider dealing --
Sanctions, enforcement, and private claims --
Regulator liability --
Financial supervision and capital adequacy --
Insolvency of banks and securities firms, compensation funds --
Conflict of laws.
Series Title: Law and practice of international finance series, v. 7.
Responsibility: by Philip R. Wood.

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