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Sarbanes-Oxley : building working strategies for compliance

Author: Terence Sheppey; Ross McGill; Palgrave Connect (Online service)
Publisher: Basingstoke [England] ; New York : Palgrave Macmillan, 2007.
Series: Finance and capital markets.
Edition/Format:   eBook : Document : EnglishView all editions and formats
Database:WorldCat
Summary:
Since its inception, several lawsuits have been filed under the Sarbanes Oxley Act, some corporate executives are serving jail sentences and share prices of affected companies have dropped by millions. This book examines how compliance is achieved and maintained. It explores successful strategies and suggests effective measures for implementation.
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Genre/Form: Electronic books
Additional Physical Format: Print version:
Sheppey, Terence, 1950-
Sarbanes-Oxley.
Basingstoke [England] ; New York : Palgrave Macmillan, 2007
(DLC) 2006051222
(OCoLC)71779106
Material Type: Document, Internet resource
Document Type: Internet Resource, Computer File
All Authors / Contributors: Terence Sheppey; Ross McGill; Palgrave Connect (Online service)
ISBN: 9780230598027 0230598021
OCLC Number: 681923869
Description: 1 online resource (xxiii, 416 pages) : illustrations.
Contents: What is Sarbanes-Oxley? --
Background and legislative trends --
Perspectives for the financial sector --
An overview of the Act --
Why are financial services affected? --
The public face : financial reporting --
The impact of cost --
Responsibility --
Internal auditing --
External auditing --
Building the strategy --
The compliance process --
Compliance with Section 302 --
Compliance with Section 404 --
Compliance with other relevant sections --
Compliance in the supply chain --
Internal controls --
Documentation, testing, and evaluation --
Process and the organization : policies and behavior --
Risk management --
Intellectual capital --
Information security --
Frameworks for compliance : COSO and COBIT --
Methodologies and frameworks --
Professional service providers and best practice --
The benchmark solution.
Series Title: Finance and capital markets.
Responsibility: Terence Sheppey and Ross McGill.
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Abstract:

Since its inception, several lawsuits have been filed under the Sarbanes Oxley Act, some corporate executives are serving jail sentences and share prices of affected companies have dropped by  Read more...

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