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Securities arbitration, 2001 : How do I do it? How do I do it better?

Author: David E Robbins; Practising Law Institute.
Publisher: New York, N.Y. : Practising Law Institute, ©2001.
Series: Corporate law and practice course handbook series, no. 1264.
Edition/Format:   Print book : English
Database:WorldCat
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Document Type: Book
All Authors / Contributors: David E Robbins; Practising Law Institute.
ISBN: 1402400136 9781402400131
OCLC Number: 47835176
Description: 1200 pages : illustrations ; 23 cm.
Contents: Manners; the return of Emily Post / Robert S. Clemente, Karen Kupersmith --
One lawyer's proposal for a code of professionalism in securities arbitration / J. Pat Sadler --
The case for arbitrator certification / H. Thomas Fehn --
Are arbitrators following the law? / Neal J. Blaher --
Ten truisms about SRO securities arbitration; that aren't true / Robert S. Clemente, George Friedman --
Lawyers' professional liability in the securities arbitration context / Sandra D. Grannum, Norman B. Arnoff --
The law of securities arbitration / Carroll E. Neesemann, Maren E. Nelson, Miriam Wugmeister ---
A ten minute initial case assessment from claimant's counsel perspective / Thomas A. Hargett --
Unauthorized trading, time and price discretion and the mismarking of order tickets / Douglas J. Schulz --
Focus on securities / Michael A. Collora --
Online trading and suitability guidelines / David E. Robbins --
How to obtain and use computer based evidence in securities arbitration / Thomas R. Galligan --
Examination of the adverse broker: unimpeachable questions with an internet twist / Steven Caruso --
The elements of best execution / Robert W. Lowry --
Damages in raiding cases: a guide to the recovery of lost profits / Michael J. McAllister, Suzanne E. Kaiser --
Resolving securities industry employment disputes / Deborah Rothman --
The Securities Investor Protection Act / Stephen P. Harbeck --
Protections provided (or not provided) to American investors by The Securities Investors Protection Act (SIPA) / Thomas A. Hargett --
Clearing firm liability revisited 2000-2001 / Michael G. Shannon --
Clearing firms, The Uniform Securities Act and Koruga v. Fiserv Correspondent Services, Inc. / Robert S. Banks, Jr.--
Margin trading / Christine M. Bae --
New developments in margin cases / Mary E. Calhoun --
Sales restricted stock: the law and the rules / Howard Berg --
The tension between the policy favoring arbitration and the adequacy of arbitration as a means of vindicating statutory rights / Lionel G. Hest --
Defending the smaller broker-dealer / Martin H. Kaplan --
Investment clubs: when a customer is not a customer / John Lawrence Allen --
The importance of proper hearing location (a/k/a venue) is highly underestimated in arbitration / Brian F. Amery --
PIABA's 2001 practice guide to NASD discovery and pre-hearing proceedings / Stuart C. Goldberg --
The use and abuse of subpoenas in arbitration: a primer on third party discovery / Seth E. Lipner --
Pre-hearing motions to dismiss securities arbitration claims brought by customers / Marianne Bretton-Granatoor --
The branch office manager: front line defense linchpin for liability / Sidney D. Krasner --
Arbitrating employment disputes in the securities industry / Pete S. Michaels --
The use of experts in securities arbitration / J. Boyd Page --
The calculation of damages in securities arbitration / Mary E. Calhoun, Norman Padgett, Ross Tulman --
Customized damage calculations (the no. 12 erector set) / William A. Collison, Jr., CFP, CMFC.
Series Title: Corporate law and practice course handbook series, no. 1264.
Responsibility: chair, David E. Robbins.

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