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Securities regulation : cases and materials

著者: James D Cox; Robert W Hillman; Donald C Langevoort
出版商: New York : Aspen Publishers, ©2009.
版本/格式:   Print book : 英语 : 6th ed查看所有的版本和格式
数据库:WorldCat
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类型/形式: Trials, litigation, etc
Cases
文件类型:
所有的著者/提供者: James D Cox; Robert W Hillman; Donald C Langevoort
ISBN: 9780735578050 0735578052 9780735578067 0735578060
OCLC号码: 317288678
注意: Includes index.
描述: xxxiv, 1177 pages ; 26 cm + teacher's manual
内容: The framework of securities regulation --
The definition of a security --
Markets and their efficiency --
The public offering --
Exempt transactions --
Secondary distributions --
Recapitalizations, reorganizations, and acquisitions --
Exempt securities --
Liability under the securities act --
Financial reporting : mechanisms, duties, and culture --
Inquiries into the materiality of information --
Fraud in connection with the purchase or sale of a security --
The enforcement of the securities laws --
The regulation of insider trading --
Shareholder voting and going-private transactions --
Corporate takeovers --
Regulation of the securities markets and broker-dealers --
The investment advisers and investment company acts of 1940 --
Transnational fraud and the reach of U.S. securities laws.
责任: James D. Cox, Robert W. Hillman, Donald C. Langevoort.

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