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Securities regulation : cases and materials

作者: James D Cox; Robert W Hillman; Donald C Langevoort
出版商: New York : Aspen Publishers, 2009
版本/格式:   Print book : 英語 : 6. ed所有版本和格式的總覽
資料庫:WorldCat
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類型/形式: Trials, litigation, etc
Cases
文件類型: 圖書
所有的作者/貢獻者: James D Cox; Robert W Hillman; Donald C Langevoort
ISBN: 9780735578050 0735578052
OCLC系統控制編碼: 821539127
注意: Includes index
The framework of securities regulation. The definition of a security. Markets and their efficiency. The public offering. Exempt transactions. Secondary distributions. Recapitalizations, reorganizations, and acquisitions. Exempt securities. Liability under the securities act. Financial reporting : mechanisms, duties, and culture. Inquiries into the materiality of information. Fraud in connection with the purchase or sale of a security. The enforcement of the securities laws. The regulation of insider trading. Shareholder voting and going-private transactions. Corporate takeovers. Regulation of the securities markets and broker-dealers. The investment advisers and investment company acts of 1940. Transnational fraud and the reach of U.S. securities laws
描述: xxxiv, 1177 s. ; 26 cm.
内容: The framework of securities regulation --
The definition of a security --
Markets and their efficiency --
The public offering --
Exempt transactions --
Secondary distributions --
Recapitalizations, reorganizations, and acquisitions --
Exempt securities --
Liability under the securities act --
Financial reporting : mechanisms, duties, and culture --
Inquiries into the materiality of information --
Fraud in connection with the purchase or sale of a security --
The enforcement of the securities laws --
The regulation of insider trading --
Shareholder voting and going-private transactions --
Corporate takeovers --
Regulation of the securities markets and broker-dealers --
The investment advisers and investment company acts of 1940. Transnational fraud and the reach of U.S. securities laws.
責任: James D. Cox, Robert W. Hillman, Donald C. Langevoort

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