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Securities regulation : cases and materials

著者: James D Cox; Robert W Hillman; Donald C Langevoort
出版商: New York : Wolters Kluwer Law and Business, [2013]
丛书: Aspen casebook series.
版本/格式:   Print book : 英语 : Seventh edition查看所有的版本和格式
数据库:WorldCat
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类型/形式: Casebooks
Trials, litigation, etc
Cases
文件类型:
所有的著者/提供者: James D Cox; Robert W Hillman; Donald C Langevoort
ISBN: 9781454825012 1454825014
OCLC号码: 827852534
描述: xxxiv, 1171 pages ; 26 cm.
内容: The framework of securities regulation --
The definition of a security --
Understanding investors --
The public offering --
Exempt transactions --
Secondary distributions --
Recapitalizations, reorganizations, and acquisitions --
Exempt securities --
Liability under the Securities Act --
Financial innovation : trading markets, derivatives, and securitization --
Financial reporting : mechanisms, duties, and culture --
Inquiries into the materiality of information --
Fraud in connection with the purchase or sale of a security --
The enforcement of the securities laws --
The regulation of insider trading --
Shareholder voting and going-private transactions --
Corporate takeovers --
Regulation of broker-dealers --
The investment advisers and investment company acts of 1940 --
Transnational fraud and the reach of U.S. securities laws.
丛书名: Aspen casebook series.
责任: James D. Cox, Brainerd Currie Professor of law, Duke University ; Robert W. Hillman, Professor of law and Fair Business Practices Chair, University of California, Davis ; Donald C. Langevoort, Thomas Aquinas Reynolds Professor of law, Georgetown University.

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