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Securities regulation : cases and materials

作者: James D Cox; Robert W Hillman; Donald C Langevoort
出版商: New York : Wolters Kluwer Law and Business, [2013]
叢書: Aspen casebook series.
版本/格式:   Print book : 英語 : Seventh edition所有版本和格式的總覽
資料庫:WorldCat
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類型/形式: Casebooks
Trials, litigation, etc
Cases
文件類型: 圖書
所有的作者/貢獻者: James D Cox; Robert W Hillman; Donald C Langevoort
ISBN: 9781454825012 1454825014
OCLC系統控制編碼: 827852534
描述: xxxiv, 1171 pages ; 26 cm.
内容: The framework of securities regulation --
The definition of a security --
Understanding investors --
The public offering --
Exempt transactions --
Secondary distributions --
Recapitalizations, reorganizations, and acquisitions --
Exempt securities --
Liability under the Securities Act --
Financial innovation : trading markets, derivatives, and securitization --
Financial reporting : mechanisms, duties, and culture --
Inquiries into the materiality of information --
Fraud in connection with the purchase or sale of a security --
The enforcement of the securities laws --
The regulation of insider trading --
Shareholder voting and going-private transactions --
Corporate takeovers --
Regulation of broker-dealers --
The investment advisers and investment company acts of 1940 --
Transnational fraud and the reach of U.S. securities laws.
叢書名: Aspen casebook series.
責任: James D. Cox, Brainerd Currie Professor of law, Duke University ; Robert W. Hillman, Professor of law and Fair Business Practices Chair, University of California, Davis ; Donald C. Langevoort, Thomas Aquinas Reynolds Professor of law, Georgetown University.

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