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Understanding securities law

Author: Marc I Steinberg
Publisher: New Providence, NJ : LexisNexis, [2014]
Edition/Format:   eBook : Document : English : Sixth editionView all editions and formats
Database:WorldCat
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Genre/Form: Electronic books
Additional Physical Format: Print version:
Steinberg, Marc I.
Understanding securities law.
(DLC) 2014002285
(OCoLC)869066607
Material Type: Document, Internet resource
Document Type: Internet Resource, Computer File
All Authors / Contributors: Marc I Steinberg
ISBN: 9780769891248 0769891241
OCLC Number: 878682709
Description: 1 online resource
Contents: Definition of a security --
Issuer exemptions from registration --
The registration process --
Disclosure, materiality, and the Sarbanes-Oxley, and DODD-Frank Acts --
Resales and reorganizations --
Due diligence and Securities Act liability --
Section 10(b) and related issues --
Alternative remedies --
Secondary liability --
Issuer affirmative disclosure obligations --
Insider trading --
Broker-dealer regulation --
Corporate control acquisitions and contests --
SEC enforcement.
Responsibility: Marc I. Steinberg, Radford Professor of Law, School of Law, Southern Methodist University.

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