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When the levees break : re-visioning regulation of the securities markets

Author: Karen Kunz; Jena Martin
Publisher: Lanham : Lexington Books, [2017]
Edition/Format:   Print book : EnglishView all editions and formats
Summary:
The stock markets. Whether you invest or not, the workings of the stock market almost certainly touch your life. Either through your retirement fund, your mutual fund or just because you work for a place that invests (or is invested in) the reach of the securities markets is expanding, like an ever growing tidal wave. This book discusses what happens when that wave hits the shore. Specifically, this book argues  Read more...
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Additional Physical Format: Online version:
Kunz, Karen, 1955-
When the levees break.
Lanham : Lexington Books, [2017]
(DLC) 2016057170
Document Type: Book
All Authors / Contributors: Karen Kunz; Jena Martin
ISBN: 9780739196045 0739196049
OCLC Number: 958798009
Description: xviii, 204 pages ; 24 cm
Contents: Machine generated contents note: pt. I THE DISCLOSURE PARADIGM --
1. Watching the Waves Roll In --
2. Trying to Evaporate Water with Sunshine: Moving Beyond Disclosure --
3. Plugging the Leaks --
pt. II WHOLE MARKET REGULATION --
4. Variations on a Theme --
5. Securities as Products (A Toaster by Any Other Name) --
6. Whole Market Regulation --
pt. III IMPLEMENTATION AND IMPLICATIONS --
7. A Regulatory Triad --
8. Oh Captain, My Captain! The New Model from the Corporate Perspective --
9. Building a New Levee --
Conclusion --
APPENDICES --
A. Current Oversight of the Securities Markets --
B. Securities Markets Oversight Legislation, 1933 --
2015 --
C. FINRA Licensing Registration (Form U4, p. 3 --
4).
Responsibility: Karen Kunz and Jena Martin.

Abstract:

This book examines the expanding reach of the securities market in the US financial system. It analyzes key elements such as the rise of technology, the role of hedge funds, and the bloated agency  Read more...

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In When the Levees Break: Re-Visioning Securities Markets Regulation, Jena Martin and Karen Kunz throw (respectful) shade upon Supreme Court Justice Louis Brandeis' famous declaration that 'sunlight Read more...

 
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