WorldCat Identities

European Securities and Markets Authority

Overview
Works: 16 works in 17 publications in 2 languages and 112 library holdings
Publication Timeline
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Most widely held works by European Securities and Markets Authority
Annual report 2015( Book )

1 edition published in 2016 in English and held by 1 WorldCat member library worldwide

The European Securities and Markets Authority (ESMA) is an independent EU Authority, established under the ESMA Regulation, charged with enhancing the protection of investors and promoting stable and orderly financial markets. As an independent authority, ESMA achieves these aims by assessing risks to investors, markets and financial stability; completing a single rulebook for EU financial markets; promoting supervisory convergence; and directly supervising specific financial entities
Clearing obligation under EMIR( )

1 edition published in 2014 in English and held by 1 WorldCat member library worldwide

"This consultation paper seeks stakeholders' views on the regulatory technical standards that ESMA is required to draft under Article 5(2) 'Clearing Obligation Procedure' of the Regulation (EU) No 648/2012 of the European Parliament and Council on OTC derivatives, central counterparties and trade repositories (EMIR). This paper follows the publication in July 2013 of a discussion paper on the clearing obligation under EMIR, the publication of the first consultation papers on the clearing obligation on interest rate classes and credit classes, and the publication of the Final Report on the clearing obligation on interest rate classes."--Executive summary
Draft technical standards on the clearing obligation : interest rate OTC derivatives ; final report( )

1 edition published in 2014 in English and held by 1 WorldCat member library worldwide

Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC Derivatives, CCPs and Trade Repositories (EMIR) requires ESMA to develop draft regulatory (RTS) in relation to the clearing obligation. In this context ESMA consulted stakeholders on two occasions: a discussion paper was published on 12 July 2013 and a consultation paper including a first version of the draft RTS was published on 11 July 2014. This consultation paper proposed a clearing obligation for certain interest rate classes of OTC derivatives. This report includes the final version of the draft Regulatory Technical Standards (RTS) that are submitted to the European Commission for endorsement."--Executive summary
Towards European supervisory convergence the Joint Committee of the European Supervisory Authorities( Book )

1 edition published in 2016 in English and held by 1 WorldCat member library worldwide

Final report: draft regulatory and implementing technical standards MiFID II/MiFIR( )

1 edition published in 2015 in English and held by 1 WorldCat member library worldwide

"This final report deals with technical standards from the areas of transparency (Standards 1-5), market microstructure (Standards 6-12), data publication and access (Standards 13-16), requirements applying on and to trading venues (Standards 17-19), commodity derivatives (Standards 20 and 21), market data reporting (Standards 22-25), post-trading (Standard 26) and investor protection (Standards 27 and 28). It describes the feedback received in the public consultations and the rationale behind ESMA's final proposals."--Executive summary
Annual report 2016( Book )

1 edition published in 2017 in English and held by 1 WorldCat member library worldwide

The European Securities and Markets Authority (ESMA) is an independent EU Authority, established under the ESMA Regulation, charged with enhancing the protection of investors and promoting stable and orderly financial markets. As an independent authority, ESMA achieves these aims by assessing risks to investors, markets and financial stability; completing a single rulebook for EU financial markets; promoting supervisory convergence; and directly supervising specific financial entities
2016 Work programme( Book )

1 edition published in 2015 in English and held by 1 WorldCat member library worldwide

In 2015 the European Securities and Markets Authority (ESMA) undertook a strategic planning exercise that resulted in ‘ESMA’s strategic orientation 2016-2020’. The strategy describes how ESMA’s focus from 2011 to 2015 was on building a single rulebook and establishing itself as a credible direct supervisor. Over the next few years our focus will shift towards implementation and convergence of supervisory practices. ESMA’s 2016 work programme is based on a budget of EUR 40 437 589 and an establishment plan of 142 (210 full-time equivalents) as per the budget approved by ESMA’s board of supervisors on 4 February 2015 and subsequently submitted to the EU institutions
Annual report 2014( Book )

1 edition published in 2015 in English and held by 1 WorldCat member library worldwide

The European Securities and Markets Authority (ESMA) is an independent EU Authority, established under Regulation 1095/2010, charged with enhancing the protection of investors and promoting stable and well-functioning financial markets in the European Union (EU). As an independent authority, ESMA achieves these aims by building a single rulebook for EU financial markets and ensuring its consistent application across the EU, and contributing to the supervision of financial services firms with a pan-European reach, either through direct supervision or through the active co-ordination of national supervisory activity. ESMA forms part of the European System of Financial Supervision. The main objective of the ESFS is to ensure that the rules applicable to the financial sector are adequately implemented to preserve financial stability and to promote confidence in the financial system, as a whole and sufficient protection for the customers of financial services. This system consists of the European Systemic Risk Board (ESRB) and the three European Supervisory Authorities, ESMA based in Paris, the European Banking Authority (EBA) based in London and the European Insurance and Occupational Pensions Authority (EIOPA) based in Frankfurt along with the national competent authorities of the Member States. ESMA, along with the EBA and EIOPA, forms part of the Joint Committee which works to ensure cross-sectoral consistency and joint positions in the area of supervision of financial conglomerates and on other cross-sectoral issues
ESMA's guidelines on information expected or required to be disclosed on commodity derivatives markets or related spot markets under MAR( Book )

1 edition published in 2016 in English and held by 1 WorldCat member library worldwide

"ESMA is seeking views on its proposed non-exhaustive indicative list of information expected or required to be published on commodity derivatives markets or spot markets for the purposes of determining inside information regarding commodity derivatives and of triggering the prohibitions for insider dealing. Under MAR, inside information in relation to commodity derivatives must relate to either the commodity derivatives themselves or to the related spot commodity contract. However, there is a wide variety of commodities markets and commodity derivatives markets which may require distinguishing between types of information specific to these markets. Therefore, ESMA is giving further consideration to the scope of the instruments or products concerned."--Extracted from ESMA website
Annual report 2017( Book )

1 edition published in 2018 in English and held by 1 WorldCat member library worldwide

The European Securities and Markets Authority (ESMA) is an independent EU Authority, established under the ESMA Regulation, charged with enhancing the protection of investors and promoting stable and orderly financial markets. As an independent authority, ESMA achieves these aims by assessing risks to investors, markets and financial stability; completing a single rulebook for EU financial markets; promoting supervisory convergence; and directly supervising specific financial entities
 
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Alternative Names

controlled identityEuropean Supervisory Authorities

Autoridad Europea de Valores y Mercados agencia de la Unión Europea

Autorità europea degli strumenti finanziari e dei mercati

Autoritat Europea de Valors i Mercats

Autorité européenne de surveillance

Autorité européenne des marchés financiers

ESMA

ESMA (European Securities and Markets Authority)

Euroopan arvopaperimarkkinaviranomainen

Europäische Wertpapier- und Marktaufsichtsbehörde

European Securities and Markets Authority

European Securities and Markets Authority agency of the European Union

Europejski Urząd Nadzoru Giełd i Papierów Wartościowych

Europese Autoriteit voor effecten en markten

欧州証券市場監督局

欧洲证券及市场管理局

Languages
English (16)

German (1)