Front cover image for Embryonic stem cell patents : European law and ethics

Embryonic stem cell patents : European law and ethics

A comprehensive interdisciplinary analysis of the EU patent system as applied to biotechnological inventions, this text also considers the legal and ethical controversies arising from overlapping law regimes in the morally fragmented and contested field of human embryonic stem cell related technology
Print Book, English, ©2009
Oxford University Press, Oxford, ©2009
Statutes and codes
xlv, 433 pages ; 25 cm
9780199543465, 0199543461
435730779
List of Contributors
xix
Table of Cases
xxi
Table of Legislation
xxvii
Introductionxxxvii
I BACKGROUND
The Drafting History of the European Biotechnology Directive
Introduction
3(3)
The Drafting History and Implementation of the Directive
6(11)
The European patent system
6(1)
The rationale for the Directive
7(3)
1989-1995: The politicization of biotech patents and the mobilization of European civil society
10(1)
Potential clashes with ethical principles and other instruments
11(1)
Concerns raised by EPO decisions
12(1)
`No patents on life'
13(1)
1995-1998: The second draft of the Directive
14(1)
Overview of the Directive
14(2)
The implementation of the Directive
16(1)
The Genealogy of Article 6(2)(c)
17(9)
The `human body' and the `human embryo'
17(5)
The subsequent emergence of hESC technology
22(2)
Questions concerning the patentability of hESC technology
24(2)
Conclusion
26(3)
II MORALITY, RESEARCH, AND ETHICS
Towards Commonality? Policy Approaches to Human Embryonic Stem Cell Research in Europe
Introduction
29(3)
The Human Embryo: Moral and Legal Status
32(4)
Regulatory Approaches
36(8)
Restrictive policies
40(2)
Intermediate policies
42(1)
Liberal policies
43(1)
Substantive Requirements
44(7)
Requirements for embryo use in research
45(1)
Proportionality
45(2)
Necessity
47(2)
Requirements for embryo destruction
49(2)
Procedural and Ethical Safeguards
51(4)
Stages of embryonic development
51(1)
Donors
52(1)
Research governance
53(2)
Conclusion
55(3)
Human Embryonic Stem Cell Research in Central and Eastern Europe: A Comparative Analysis of Regulatory and Policy Approaches
Introduction
58(3)
Framing the area
58(1)
Informational differentiation
58(1)
Information technology use
59(1)
Language problem
59(1)
Cultural differences concerning approach to information
59(1)
Methodological remarks
60(1)
Diversity as a primary discovery
61(1)
Societal Perception of Biomedical Sciences
61(6)
Practice
67(1)
Regulatory Framework
68(7)
Estonia
68(2)
Hungary
70(1)
Latvia
71(1)
Lithuania
72(1)
Poland
72(1)
Slovakia
73(1)
Slovenia
74(1)
The Czech Republic
74(1)
The Czech Act on hESC
75(1)
Scope
75(1)
Source of hESC
75(1)
Informed consent of the donor
75(1)
State licence
75(1)
Ethical approval
76(1)
Only hESC lines are allowed to be exported and imported
76(1)
Embryo implantation after research use is prohibited
76(1)
Penal code sanctions
76(1)
hESC Research and the Convention on Human Rights and Biomedicine
76(1)
Patentability of hESC
77(1)
hESC Policy in CEE Countries
78(3)
Permissive policy
80(1)
Restrictive policy
80(1)
No specific policy
81(1)
Religion
81(1)
Societal Expectations
82(1)
The Concepts of Regulation, Transparency, and Control vs Limitless Liberalism or the Rhetoric of Restriction
83(1)
Conclusions
84(1)
Morality Provisions in Law Concerning the Commercialization of Human Embryos and Stem Cells
Introduction
85(1)
Morality as a Constraint on Patenting Stem Cells
86(8)
Problem 1: No substantive definition of morality
87(2)
Problem 2: No procedural guidance on determining immorality
89(3)
The move towards stipulative prohibitions
92(2)
What is Wrong with Commercializing Stem Cells?
94(15)
Exploitation
95(4)
Commodification
99(6)
Objectification
105(2)
Not all embryos are created (or destroyed) equally
107(2)
Treating Stem Cells with Respect and Dignity
109(2)
Conclusion
111(6)
III EUROPEAN PATENT LAW
A Comparative Analysis of the National Implementation of the Directive's Morality Clause
Introduction
117(2)
The Introduction of Article 6(2)(c) in National Law
119(10)
The legal background to Article 6(2)(c)
119(1)
The transposition process
120(2)
Amendments to Article 6(2)(c) in National Law
122(1)
Austria
122(1)
Estonia
123(1)
Germany
124(5)
National Approaches to the Patenting of hESC Inventions
129(5)
Institutional strategies to ethical evaluation in patent law
129(1)
Norway
130(2)
Sweden
132(1)
National decisions on hESC inventions
132(2)
Analysis
134(8)
The Construction of the Directive's Moral Exclusions under the EPC
Introduction
142(1)
The Approach Taken in this Chapter---WARF did not Replace an Approach Starting from Basic Principle
143(1)
The Vienna Convention on the Law of Treaties (1969)
144(1)
Text, Context, and Purpose of Exceptions
145(1)
EPC Rules: the Directive as a Supplementary Guide
146(1)
The Practice of National Patent Offices
147(2)
The Technical Board of Appeal's Methodology for the Construction of the Moral Exclusion Clauses
149(2)
Implications for the Edinburgh and WARF Cases: Rule 23d(c)
151(1)
The Relevance of the Term `Uses'
152(4)
The Edinburgh case
152(1)
The WARF case
153(1)
The recommended approach
154(2)
The General Moral Exclusion Rule 53(a)
156(1)
`Ordre Public' and Morality
156(4)
Determination of European norms
158(1)
Implications
159(1)
Considerations on the EPO's Application of Article 53(a) EPC
160(2)
The Scope of the Rule 23d(c) EPC Exclusion
162(1)
The Test Case: WARF Before the Enlarged Board of Appeal
163(7)
Use and research
164(1)
The embryo
165(1)
The use of the embryo
165(2)
Industrial or commercial purposes
167(1)
The relationship with Article 53 EPC and the TRIPS Agreement
168(1)
Overall
169(1)
Conclusion
170(4)
Towards Systemic Legal Conflict: Article 6(2)(c) of the EU Directive on Biotechnological Inventions
Introduction
174(1)
The Rise of Institutional Moral Activism in European Patent Law
175(2)
The Broad Exclusionary Interpretation of Article 6(2)(c)
177(3)
Moral Parameters in EU Legislation
180(7)
EU Directive on Human Tissue and Cells
180(3)
EU Regulation on Advanced Therapies
183(4)
The Jurisprudence of European Courts
187(6)
Definitional vs moral tests
187(2)
`Industrial and commercial'
189(2)
Reassessing the scope of Article 6(2)(c)
191(2)
National Interpretations
193(5)
The German case
193(2)
The UK policy
195(3)
Refocusing the Debate on Patents and Morality
198(4)
Conclusion
202(1)
Human Dignity, Human Rights, and Article 6(1) of the EU Directive on Biotechnological Inventions
Introduction
203(1)
Moral and Philosophical Foundations of Human Dignity
204(5)
Human Dignity in International Human Rights Instruments
209(3)
European Human Rights Instruments
212(1)
The European Convention on Human Rights and Biomedicine (ECHRB)
213(4)
The Protocol on the Prohibition of Cloning Human Beings
215(1)
The European Charter of Human Rights
216(1)
Human Dignity in National Constitutions
217(2)
Human Dignity and the Rights of the Embryo in European Courts
219(4)
European Court of Justice
220(2)
The ECtHR on the Rights of the Human Embryo
222(1)
The Future of General Moral Exclusions on Biotech Patents
223(3)
Conclusion
226(2)
Institutional and Jurisdictional Aspects of Stem Cell Patenting in Europe (EC and EPO): Tensions and Prospects
Introduction
228(1)
Setting the Stage
229(2)
Biotech Patents in European Community Law: Delimiting the Competence of the Community vis-a-vis its Member States
231(16)
The principles defining Community legislative competence
232(2)
Uniformity vs differentiation in European Community law
234(2)
Morality and ordre public: the margin of appreciation and the role of the ECJ
236(1)
Guidance from ECJ case law in the context of free movement of goods and services
237(5)
Guidance from ECJ case law on secondary Community law
242(3)
Morality in the Biotech Directive: judicial expansionism or restraint?
245(2)
The European Patent Organisation and its Jurisdiction and Competences in Biotech Patents
247(14)
The nature of the European Patent Organisation and the European Patent Convention
247(1)
Relationship with the Contracting States and with national law: harmonization through emulation
248(1)
Institutional features
249(1)
Structure
249(1)
Legislative and rule-making powers
249(1)
Decision-making process
250(3)
The EPO's competence to rule on questions of morality
253(1)
The competence of the EPO in questions of morality prior to the Biotech Directive
253(2)
The taking over of the Biotech Directive: competence and jurisdiction
255(2)
The margin of appreciation for the EPO
257(4)
Conflicts and Tensions
261(1)
Prospects: Will the Community Patent Offer a Solution?
262(6)
Conclusion
268(4)
A Transnational Institution Confronted with a Single Jurisdiction Model: Guidance for the EPO's Implementation of the Directive from a Private International Law Perspective
Introduction
272(1)
Starting Points---Taking a Somewhat Broader Approach
273(2)
Jurisdiction
275(5)
The Paris Convention 1883
275(1)
Guidance
275(1)
Territoriality?
276(1)
Freedom?
276(1)
The Brussels Convention and the Brussels I Regulation
277(1)
Territoriality---exclusive jurisdiction
278(1)
The European Patent Convention 1973
279(1)
A tailormade system---no real departure from principle
279(1)
Interim conclusion on the issue of jurisdiction
280(1)
Choice of Law
280(8)
The Paris Convention 1883
281(1)
Law of the country where protection is claimed
281(1)
A territorial approach
282(1)
The TRIPS Agreement 1994
282(1)
The law of the country where protection is claimed again
283(1)
Domestic law in the United Kingdom
283(1)
Registration
284(1)
The lex protectionis in the case law
284(2)
Issues covered by the lex protectionis
286(1)
Interim conclusion on the issue of choice of law
287(1)
Moral and Ethical Issues---Public Policy
288(6)
Article 6 of the Directive
289(1)
The value of the recitals
289(2)
Article 53(a) EPC
291(1)
Mandatory rules and public policy
291(1)
Regles d' application immediate
292(1)
How to determine the nature of the rules?
292(1)
Interim conclusion on public policy, mandatory rules, and morality
293(1)
Recognition and Enforcement of Foreign Judgments
294(1)
What Can We Derive from this Analysis?
295(6)
The double lock
296(1)
No single concept of ethics and morality
297(1)
Alternatives open to the EPO
298(1)
The recommended approach
298(2)
The ideal solution---pushing it one bit further
300(1)
The Enlarged Board of Appeal's Decision in WARF
301(1)
Conclusion
302(3)
IV WIDER ISSUES
An Ethics Committee for Patent Offices?
Introduction
305(1)
Ethics and Law
306(3)
From an ideal of personal growth to an ideal of social stability
306(1)
From a field of uncertainty to a field of foreseeability
307(1)
From a consensual approach to an adjudicative approach
308(1)
National and Research Ethics Committees
309(9)
National ethics committees
309(5)
Research ethics committees
314(4)
The Integration of an Ethics Committee into the Patent Evaluation Process: A Judicious Concept?
318(4)
Conclusion
322(1)
The Research Exemption in Patent Law and its Application to hESC Research
Introduction
323(3)
The Scope of the Experimental Use Exemption
326(7)
Statutory provisions
326(1)
Case law
327(3)
Conclusions
330(3)
The Experimental Use Exemption in Biotechnological Research
333(6)
The perceived problems
333(1)
Research tools
333(2)
Extension of the experimental use exemption?
335(4)
The Experimental Use Exemption in hESC Research
339(3)
General remarks
339(1)
The WARF patents
339(3)
Conclusions
342(1)
Human Embryos, Patents, and Global Trade: Assessing the Scope and Contents of the TRIPS Morality Exception
Introduction
343(3)
Divergent Views on the TRIPS Morality Exception
346(6)
The `necessity of a ban on commercial exploitation' view
346(1)
The `prohibition of commercial exploitation is not necessary' view
347(1)
The `EPO morality jurisprudence' view
348(1)
The `WTO jurisprudence on exceptions' view
349(3)
The Interpretation of TRIPS Article 27.2
352(14)
General principles of interpretation
352(2)
Text
354(3)
Context, object, and purpose
357(2)
Interpreting Article 27.2: The necessity of a ban on commercial exploitation
359(1)
Counter-arguments
360(1)
Acquiescence
360(1)
The distinction between legality and morality in TRIPS
361(1)
The appropriateness of a two-tier `necessity' test
362(1)
A legal test for Article 27.2 of TRIPS
363(1)
Article 6(2)(c) of the EU Biotechnology Directive
363(1)
Morality and the EPC framework
364(1)
Prohibitions on the preliminary steps of manufacture
364(1)
TRIPS Article 27.3(b): The exclusion of `animals' from patentability
365(1)
Conclusion
366(3)
Stem Cells Patenting and Competition Law
Introduction
369(3)
IP Rights and Abuse of Dominant Position
372(25)
Origins of the essential facilities doctrine and its present status in the US
373(3)
Refusal to license and IP law in the European Community
376(11)
The market for stem cells
387(3)
Patented stem cells as essential facility?
390(3)
Anti-commons problem in stem cell patenting? Patent thickets, access to research tools, and possible solutions from a competition perspective
393(4)
Conclusion
397(2)
Bibliography399(22)
Index421