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  E-mail Message: I thought you might be interested in this item at http://www.worldcat.org/oclc/466432271 Title: Wall Street Polices Itself : How Securities Firms Manage the Legal Hazards of Competitive Pressures. Author: David P McCaffrey; David W Hart Publisher: New York : Oxford University Press, 1998. ISBN/ISSN: 9780195354751 0195354753 OCLC:466432271

  
  

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Wall Street Polices Itself : How Securities Firms Manage the Legal Hazards of Competitive Pressures.

Author:	David P McCaffrey; David W Hart
Publisher:	New York : Oxford University Press, 1998.
Edition/Format:	eBook : Document : EnglishView all editions and formats
Summary:	Examines how firms in the securities industry practice self-regulation, looking at three elements of the system which determine success or failure: a combination of the industry's technological, economic, competitive and legal conditions, why effective self-regulation varies between firms, and how the industry and government can facilitate it.
Subjects	Securities industry -- Self-regulation -- United States. Stock exchanges -- Law and legislation -- United States. Valeurs mobilières -- Industrie -- Autorégulation -- États-Unis. View all subjects
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